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With Bank of America Order, S.E.C. Breaks the Mold

Posted on March 13, 2015 by Jay Fenello
With Bank of America Order, S.E.C. Breaks the MoldThe recidivism rate among companies caught violating securities laws can be a bit disheartening. Despite settlements that include corporate proclamations of a commitment to compliance, the same names seem to appear again and again in settlements for new violations.

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